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Browse: Home / 2015 / June / 03 / ASIC wants to prosecute executives for ‘bad culture’ | afr.com

ASIC wants to prosecute executives for ‘bad culture’ | afr.com

By Securities Docket on June 3, 2015, 9:21 am

Mr Medcraft said ASIC was planning a “major campaign” on culture this year.

“We intend to: first, incorporate culture into our risk-based surveillance reviews; second, use the surveillance findings to better understand how culture is driving conduct among those we regulate; and third, communicate to industry and firms where we have a problem with their culture and conduct.”

“We will intend to enforce where we see the wrong culture that’s driving bad outcomes.”

via ASIC wants to prosecute executives for ‘bad culture’ | afr.com.

Posted in Global, Top | Tagged ASIC, Australia

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