‘Enforcement 40’ for 2020
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By Securities Docket on June 4, 2015, 11:18 am
The SEC has found another interesting use for its “Pinterest” page. It recently created a Women’s History Month board on the popular social media site to help gather information and photos, and celebrate the achievements of many of the most influential women employees in in its history. via SEC’s Pinterest Page Highlights Achievements of Women […]
By Securities Docket on June 4, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for June 3, 2015.
By Securities Docket on June 4, 2015, 7:39 am
A former U.S. Senate Banking Committee lawyer has emerged as the leading candidate for a Republican seat on the Securities and Exchange Commission, people familiar with the matter said. Hester Peirce, a senior research fellow at George Mason University’s Mercatus Center, would fill the slot held by departing Commissioner Daniel Gallagher. She is a well-known […]
By Securities Docket on June 4, 2015, 7:35 am
Perhaps the biggest source of tension has been over enforcement issues. Under Ms. White, the SEC has brought a record 755 enforcement actions in the latest fiscal year. Yet she has found herself battered on both sides, with Republicans opposing some of her attempts to bring cases that involve policing violations not targeted in the […]