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Browse: Home / 2015 / June / 05 / SEC ‘Invites’ ALJ to Submit Affidavit on Pressure to Find for Agency | Compliance Week

SEC ‘Invites’ ALJ to Submit Affidavit on Pressure to Find for Agency | Compliance Week

By Securities Docket on June 5, 2015, 11:14 am

Yesterday, the SEC issued an unusual order In the Matter of Timbervest LLC et al., an administrative proceeding currently before the agency. The Commission invited the ALJ in the case to file an affidavit addressing the existence of any pressure to rule in favor of the Division of Enforcement in pending cases.

via SEC ‘Invites’ ALJ to Submit Affidavit on Pressure to Find for Agency | Compliance Week.

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Posted in SEC, Top | Tagged ALJs, APs

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