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Join the Securities Litigation and Enforcement Group on LinkedInLooking for the Mysterious Mr. Nedev – WSJ
U.S. authorities say a 37-year-old Bulgarian man named Nedko Nedev masterminded a yearslong series of stock-market manipulations that used a network of offshore firms and Internet addresses fraudulently to pump up share prices in companies, culminating in a bogus takeover offer for Avon Products Inc. last month. But Mr. Nedev appears to be a mystery, […]
SEC Judge RSVP’s ‘No’ to Commission’s Invitation to Submit Affidavit | Compliance Week
On June 4, 2015 the SEC issued an unusual order inviting one of its ALJs to file an affidavit addressing whether he has experienced any pressure to find in favor of the SEC in his cases. This week, the ALJ declined to do so, effectively RSVP’ing “no” to this “invitation.” via SEC Judge RSVP’s ‘No’ […]
Securities Docket News Wire for June 11, 2015
Get caught up with the Securities Docket News Wire for June 11, 2015.
The SEC’s Recruiting Problem: Its Former Officials – MoneyBeat – WSJ
As the Obama administration looks to fill a vacancy on the Securities and Exchange Commission, a potential hurdle has emerged from an unexpected source: former SEC officials who are warning candidates that the agency has become dysfunctional. Some of the at least five individuals the White House is considering for a Democratic opening on the […]