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Browse: Home / 2015 / June / 18 / Sand Hill Exchange Founder Accepts Responsibility, Has Feedback for SEC | Compliance Week

Sand Hill Exchange Founder Accepts Responsibility, Has Feedback for SEC | Compliance Week

By Securities Docket on June 18, 2015, 10:43 am

In an unusual video “Response to SEC Enforcement Action,” the founder of the Sand Hill Exchange personally accepted responsibility for all wrongdoing by the exchange and offered some constructive criticism and feedback to the SEC.

via Sand Hill Exchange Founder Accepts Responsibility, Has Feedback for SEC | Compliance Week

Posted in SEC, Top | Tagged Admissions, APs

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