‘Enforcement 40’ for 2020
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By Securities Docket on June 30, 2015, 12:51 pm
Goldman, Sachs & Co. will pay $7 million to settle charges of violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts. Goldman Sachs neither admitted nor denied the charges. via Goldman Sachs Neither Admits Nor Denies, to Pay $7 Million to Settle SEC Charge — Corporate […]