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Browse: Home / 2015 / June / 30 / Goldman Sachs Neither Admits Nor Denies, to Pay $7 Million to Settle SEC Charge — Corporate Crime Reporter

Goldman Sachs Neither Admits Nor Denies, to Pay $7 Million to Settle SEC Charge — Corporate Crime Reporter

By Securities Docket on June 30, 2015, 12:51 pm

Goldman, Sachs & Co. will pay $7 million to settle charges of violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts.

Goldman Sachs neither admitted nor denied the charges.

via Goldman Sachs Neither Admits Nor Denies, to Pay $7 Million to Settle SEC Charge — Corporate Crime Reporter

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Posted in SEC, Top | Tagged Settlements

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