- SEC’s ‘administrative proceedings’ enforcements dwarf court cases in 2015 — Reuters http://t.co/pSo4XZVFS4 ->
- Presidential Candidate O’Malley Unleashes Wall Street Crackdown Manifesto — ThinkAdvisor http://t.co/ULmkqDiiMv ->
- The Return of ‘Decimal Dust’ and the SEC Penalties Act | Compliance Week http://t.co/QA9SMZFVZh ->
