‘Enforcement 40’ for 2020
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By Securities Docket on July 13, 2015, 9:52 am
Over the past 15 years expectations for board oversight have skyrocketed. In 2002 the Sarbanes-Oxley Act put the spotlight on board oversight of financial reporting. The 2008 global financial crisis focused regulatory attention on the need to improve board oversight of management’s risk appetite and tolerance. Most recently, in the wake of a number of […]
By Securities Docket on July 13, 2015, 9:03 am
When does a 180 day deadline not mean that in 180 days time is up? Answer: When the SEC says so and the DC Circuit gives the conclusion Chevron deference. That is the holding of Montford and Company, Inc. v. SEC, No. 14-1126 (Decided July 10, 2015). via Deadlines And SEC Enforcement: When 180 Days […]