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Browse: Home / 2015 / July / 14 / Wall Street’s Top Cop Takes Harder Line – WSJ

Wall Street’s Top Cop Takes Harder Line – WSJ

By Securities Docket on July 14, 2015, 8:45 am

The SEC has stepped up its enforcement activity across the board. The agency levied more civil penalties in the first half of this fiscal year, October through March, than over any comparable period since at least 2005, according to an analysis by The Wall Street Journal of the 4,443 penalties imposed by the SEC since October 2004.

via Wall Street’s Top Cop Takes Harder Line – WSJ

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Posted in SEC, Top | Tagged Penalties

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