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Browse: Home / 2015 / July / 16 / Securities Docket News Wire for July 15, 2015

Securities Docket News Wire for July 15, 2015

By Securities Docket on July 16, 2015, 8:55 am

  • U.S. Chamber of Commerce Criticizes SEC’s In-House Court – WSJ http://t.co/JfKGVZjJaB ->
  • Former company director Peter Farris avoids jail over insider trading, fined $65,000 – ABC http://t.co/ISeS3aUHav ->
  • Cybersecurity ‘Not Owned’ by Compliance but Shared: FINRA Exec http://t.co/SEV4i0yybJ ->
  • SEC’s White: Compliance officers not a target of the agency — InvestmentNews http://t.co/cietvwGgcn ->
  • Fake Story Sends Twitter Shares Spiking by 8 Percent – NBC News http://t.co/MhsRfQu9Y3 ->
  • U.S. Chamber: 28 Recommendations on SEC Enforcement Practices | Compliance Week http://t.co/m4RfZc2Zhs ->

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