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Browse: Home / 2015 / July / 17 / SEC Alleges Loose Lips at Law Firm Led to Insider Trading | Compliance Week

SEC Alleges Loose Lips at Law Firm Led to Insider Trading | Compliance Week

By Securities Docket on July 17, 2015, 11:30 am

Yesterday, the SEC filed a second insider trading case alleging that non-public information was leaked by a legal assistant whose law firm was advising on a merger involving Harleysville Group, Inc.

via SEC Alleges Loose Lips at Law Firm Led to Insider Trading | Compliance Week

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Posted in SEC, Top | Tagged Insider Trading, Law firms

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