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Browse: Home / 2015 / July / 23 / SEC Wraps Up ‘Alcoholics Anonymous’ Insider Trading Case | Compliance Week

SEC Wraps Up ‘Alcoholics Anonymous’ Insider Trading Case | Compliance Week

By Securities Docket on July 23, 2015, 9:05 pm

Last week, the SEC announced the final resolution of an insider trading case that flowed from the most unusual of betrayals: information allegedly misappropriated from a senior executive who was confiding in a someone through their relationship at Alcoholics Anonymous.

via SEC Wraps Up ‘Alcoholics Anonymous’ Insider Trading Case | Compliance Week

Posted in SEC, Top | Tagged Insider Trading, Settlements

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