‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on August 6, 2015, 1:37 pm
Yesterday, over six years after the criminal case began in the Bernard Madoff Ponzi scheme case, the Madoff firm’s long-time controller, Irwin Lipkin, was sentenced to six months in prison. Lipkin is the 15th — and final — defendant to be prosecuted in the Madoff case. via The End: Prosecutors Wrap Up Case Against Final […]
By Securities Docket on August 6, 2015, 11:09 am
The trader was the first cooperating witness to take the stand for the Securities and Exchange Commission in a courtroom battle—a milestone for an agency that in its civil enforcement actions that hasn’t historically used that tactic. The SEC brings civil actions related to alleged securities violations, and until recently hasn’t relied on cooperators in […]