Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInShamoil Shipchandler Named Regional Director of SEC’s Fort Worth Office | Compliance Week
Shamoil T. Shipchandler has been named Regional Director of the SEC’s Fort Worth Regional Office, filling the vacancy created when former Regional Director David Woodcock left the agency in June 2015 to join law firm Jones Day. via Shamoil Shipchandler Named Regional Director of SEC’s Fort Worth Office | Compliance Week
Atlanta jury acquits hedge fund manager of insider trading | www.ajc.com
An Atlanta jury acquitted a New Jersey hedge fund manager Monday who federal prosecutors had accused of making illegal trading profits based on sneak previews of not-yet-released financial results of Carter’s Inc., the Atlanta-based clothing maker. In a verdict in the U.S. District Court in Atlanta, Steven E. Slawson was acquitted of all 34 counts […]
Hacking Case Raises Question on Securities Fraud – The New York Times
The elaborate scheme described by the Justice Department and the Securities and Exchange Commission last week, which involved breaking into computer servers to obtain confidential information about impending corporate announcements, certainly looks like a classic case of insider trading. The defendants are accused of making millions of dollars in profits by using information to trade […]
Securities Docket News Wire for August 17, 2015
Get caught up with the Securities Docket News Wire for August 17, 2015.