Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInSEC Files Rare Subpoena Enforcement Action Over Failure to Testify | Compliance Week
The SEC is understandably loath to file subpoena enforcement actions. Such actions are basically a waste of time and resources, and involve getting a court to order people to do what they are already required to do. Sometimes, however, the SEC has no choice but to wield the “stick” of subpoena enforcement when people simply […]
Securities Docket News Wire for August 21, 2015
Get caught up with the Securities Docket News Wire for August 21, 2015.