‘Enforcement 40’ for 2020
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By Securities Docket on August 22, 2015, 1:19 pm
The SEC is understandably loath to file subpoena enforcement actions. Such actions are basically a waste of time and resources, and involve getting a court to order people to do what they are already required to do. Sometimes, however, the SEC has no choice but to wield the “stick” of subpoena enforcement when people simply […]
By Securities Docket on August 22, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for August 21, 2015.