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The SEC, Gatekeepers and Saying Something | SEC ACTIONS
While that conscription bill still has not been written, a group of five cases centered on a fraud and audit failures might propel the discussion. Alternatively, those case may give new meaning to the often repeated slogan: “See something, say something.” via The SEC, Gatekeepers and Saying Something | SEC ACTIONS
It’s Official – Throw the Employees Under the Bus — White Collar Crime Prof Blog
The new DOJ Policy (see here for the NYTimes story that includes DOJ Policy) makes the current practice of corporations “throwing employees under the bus,” official. It states, “[t]o be eligible of any cooperation credit, corporations must provide to the Department all relevant facts about the individuals involved in corporate misconduct.” Corporations have received deferred and […]