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By Securities Docket on September 10, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for September 9, 2015.
By Securities Docket on September 10, 2015, 7:45 am
While that conscription bill still has not been written, a group of five cases centered on a fraud and audit failures might propel the discussion. Alternatively, those case may give new meaning to the often repeated slogan: “See something, say something.” via The SEC, Gatekeepers and Saying Something | SEC ACTIONS
By Securities Docket on September 10, 2015, 7:43 am
The new DOJ Policy (see here for the NYTimes story that includes DOJ Policy) makes the current practice of corporations “throwing employees under the bus,” official. It states, “[t]o be eligible of any cooperation credit, corporations must provide to the Department all relevant facts about the individuals involved in corporate misconduct.” Corporations have received deferred and […]