‘Enforcement 40’ for 2020
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By Securities Docket on September 11, 2015, 10:49 am
The Department of Justice has released a new policy intended to further the Department’s effort to hold individuals accountable for corporate wrongdoing. The policy was laid out in a September 9, 2015 memorandum authored by Deputy Attorney General Sally Quillian Yates. The new policy is more than a clarification of existing practices; it constitutes the […]
By Securities Docket on September 11, 2015, 10:13 am
Welcome to the “Enforcement Action Art Gallery,” this blog’s collection of the finest SEC and securities enforcement-related art available anywhere. via Welcome to the Enforcement Action Art Gallery! | Compliance Week.
By Securities Docket on September 11, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for September 10, 2015.
By Securities Docket on September 11, 2015, 8:45 am
Dan Nathan joins joins Morvillo LLP from Morrison & Foerster.
By Securities Docket on September 11, 2015, 8:14 am
Yesterday, the SEC named Robert Cohen and Joseph Sansone as the new Co-Chiefs of the Division of Enforcement’s Market Abuse Unit. Cohen and Sansone fill the position that was vacated when Dan Hawke, Chief of the Market Abuse Unit since it was formed in January 2010, departed the agency last month. Cohen and Sansone have served […]