• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2015 / September / 12 / Attorney Facing SEC Fraud Charges ‘Shocked’ by Allegations | The Legal Intelligencer

Attorney Facing SEC Fraud Charges ‘Shocked’ by Allegations | The Legal Intelligencer

By Securities Docket on September 12, 2015, 7:45 am

William Uchimoto, who spent time running the China practice groups for Buchanan Ingersoll & Rooney and Stevens & Lee, said he was “shocked” to learn of the SEC’s civil securities fraud charges leveled against him Sept. 10.

Uchimoto, a former general counsel to the Philadelphia Stock Exchange, said everything he did in relation to the questioned Nasdaq listings was “perfectly correct” and done in conjunction with advice from Nasdaq staff.

via Attorney Facing SEC Fraud Charges ‘Shocked’ by Allegations | The Legal Intelligencer

Posted in SEC, Top | Tagged Lawyers

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

The inside story behind the collapse of Queensland Nickel

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events