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Browse: Home / 2015 / September / 14 / Newman Decision Leads to Rare Loss for SEC in an AP | Compliance Week

Newman Decision Leads to Rare Loss for SEC in an AP | Compliance Week

By Securities Docket on September 14, 2015, 4:51 pm

Today, SEC Administrative Law Judge Jason S. Patil dismissed an insider trading case against a former Wells Fargo trader. Judge Patil found that the SEC failed to prove that the person who allegedly tipped the trader did so for a personal benefit, as required by the Second Circuit’s disruptive opinion in U.S. v. Newman.

via Newman Decision Leads to Rare Loss for SEC in an AP | Compliance Week

Posted in SEC, Top | Tagged APs, Insider Trading, Newman

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