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Browse: Home / 2015 / September / 15 / Appeal by ‘Diva of Distressed’ spotlights SEC in-house court | Reuters

Appeal by ‘Diva of Distressed’ spotlights SEC in-house court | Reuters

By Securities Docket on September 15, 2015, 7:39 am

The U.S. Securities and Exchange Commission’s controversial use of in-house judges to enforce federal securities laws is about to undergo a major test.

The 2nd U.S. Circuit Court of Appeals in New York on Wednesday will hear arguments over whether to revive a lawsuit by Lynn Tilton, a private equity chief dubbed the “Diva of Distressed,” to block the SEC from pursuing fraud charges in an in-house administrative proceeding instead of federal court.

via Appeal by ‘Diva of Distressed’ spotlights SEC in-house court | Reuters

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