‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on September 16, 2015, 6:25 pm
Andrew Ceresney, director of the Division of Enforcement at the Securities and Exchange Commission, said the Senate’s Committee on the Judiciary at a hearing on Wednesday morning that the pending Electronic Communications Privacy Act Amendments Act would impede the ability of the SEC and other civil law enforcement agencies to investigate and uncover financial fraud […]
By Securities Docket on September 16, 2015, 6:11 pm
White is in the midst of weighing candidates to head the Public Company Accounting Oversight Board, a little-known watchdog whose chairman makes more than $670,000 a year and has great sway over the industry. The Center for Effective Government, an advocacy group, said White should step aside because her husband, John White, sits on an […]
By Securities Docket on September 16, 2015, 6:08 pm
Without explanation, the SEC asked U.S. District Judge Paul Oetken in Manhattan to dismiss its case against Dhia Jafar and Omar Nabulsi without prejudice, and lift a $2.55 million asset freeze on two accounts they held at Citigroup, according to a Tuesday court filing. via SEC drops Onyx insider trading lawsuit against Dubai men | […]
By Securities Docket on September 16, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for September 15, 2015.