‘Enforcement 40’ for 2020
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By Securities Docket on September 25, 2015, 4:36 pm
With just five days remaining in FY 2015, the SEC notched another victory at trial yesterday when a federal jury in Illinois found two men liable for insider trading in the securities of three acquisition targets. The case represented the SEC’s sixth trial verdict in federal court in FY 2015. via SEC Trial Scorecard Update: […]
By Securities Docket on September 25, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for September 24, 2015.
By Securities Docket on September 25, 2015, 7:23 am
The U.S. Securities and Exchange Commission’s metrics for computing annual enforcement statistics are “deeply flawed,” making the agency falsely appear as though it is getting tougher every year, a new academic study concluded. via Study by law professor says U.S. SEC pads enforcement statistics | Reuters