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Get caught up with the Securities Docket News Wire for September 28, 2015.
Levitt, who was chairman of the SEC from 1993 to 2001, said that the work of regulators “is being held to more scrutiny than I think is deserving in Washington” because members of Congress don’t see regulations as critical. Congress’s Financial Services Committee “is intended to be an oversight committee to protect investors,” he said, […]