‘Enforcement 40’ for 2020
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By Securities Docket on September 30, 2015, 12:45 pm
The SEC loves to craft press release headlines that feature defendants’ interesting or high-profile jobs, but it missed a golden opportunity to do just that in its announcement of an insider trading case last week. via The Curious Incident of the ‘Life Coach’ and the Press Release | Compliance Week.
By Securities Docket on September 30, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for September 29, 2015.