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Final Trial Scorecard for FY 2015: SEC Goes Undefeated in 6 Trials | Compliance Week

By Securities Docket on October 4, 2015, 9:50 am

The SEC went undefeated in its six federal court trials in FY 2015, posting a record of 4-0-2. The SEC conducted far fewer trials than it did in FY 2014, but it was more successful. Check out the complete list of trials and the results in each case here. via Final Trial Scorecard for FY […]

Posted in SEC, Top | Tagged Trials

Mary Jo White’s record scrutinized by critics and supporters — Investment News

By Securities Docket on October 4, 2015, 9:03 am

As she enters what could be her last year as chairwoman of the Securities and Exchange Commission, Mary Jo White has drawn both criticism and praise. But one thing her detractors and supporters agree on is that she has one of the toughest jobs in Washington. via Mary Jo White’s record scrutinized by critics and […]

Posted in SEC, Top | Tagged Commissioners