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Join the Securities Litigation and Enforcement Group on LinkedInCosi Blames Decline in Q3 Sales on Pope | Compliance Week
Last week, in an effort to explain third quarter sales that were down slightly from sales reported in the third quarter of 2014, the restaurant Cosi pointed the finger at an unlikely figure: the Pope! via Cosi Blames Decline in Q3 Sales on Pope | Compliance Week
SEC Trims Use of In-House Judges – WSJ
Now, the agency is sending fewer serious contested cases to its own judges, according to a new analysis by the Journal. A review of 160 cases affecting more than 500 defendants shows that in the three months through September, the SEC sent just 11%—four of 36—of its contested cases to its administrative law judges. That […]