‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on October 21, 2015, 10:42 am
Yesterday, President Obama announced his intent to nominate Lisa Fairfax and Hester Peirce as Commissioners of the SEC. If confirmed, Fairfax and Peirce will fill the Democrat and Republican seats on the Commission that are being vacated by Commissioners Luis Aguilar and Daniel Gallagher, respectively. via Pres. Obama Nominates Fairfax, Peirce as SEC Commissioners | Compliance […]
By Securities Docket on October 21, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for October 20, 2015.
By Securities Docket on October 21, 2015, 7:41 am
A high-profile federal probe into allegations of widespread corruption at Wal-Mart Stores Inc.’s operations in Mexico has found little in the way of major offenses, and is likely to result in a much smaller case than investigators first expected, according to people familiar with the probe. via Wal-Mart Bribery Probe Finds Little Misconduct in Mexico […]