‘Enforcement 40’ for 2020
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By Securities Docket on October 22, 2015, 4:19 pm
The U.S. Securities and Exchange Commission nearly doubled its enforcement actions related to financial reporting and audit fraud over the past two years, the agency’s top cop said Thursday. The agency filed 134 cases in the financial reporting and audit area in its 2015 fiscal year, ended Sept. 30. That’s up from 98 in fiscal […]
By Securities Docket on October 22, 2015, 1:20 pm
Securities and Exchange Commission Chairman Mary Jo White does not appear to be in for any honeymoon once two new nominees are confirmed to the five-member board. via No Honeymoon Likely for SEC Chair, New Commissioners – MoneyBeat – WSJ