‘Enforcement 40’ for 2020
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By Securities Docket on November 9, 2015, 9:15 am
Speaking on behalf of the SFO at the Annual Anti-Bribery and Corruption Conference, Ben Morgan (Joint Head of Bribery and Corruption) examined if, when and how to cooperate with the SFO. In short, early self-reporting and full cooperation are expected from those seeking a Deferred Prosecution Agreement (DPA). via The SFO and Co-operation — Investigations Insight
By Securities Docket on November 9, 2015, 9:10 am
Thomson Reuters, for its Personal Liability Report, found that 93% of compliance professionals expect their personal liability to increase over the next year, with 64% of them expecting a “significant” increase. Half of the respondents believe senior managers don’t really know what’s going on in their businesses. And yet, nearly two-thirds of the 2,000 risk […]