‘Enforcement 40’ for 2020
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By Securities Docket on November 20, 2015, 2:39 pm
The issue of whether federal district courts have subject matter jurisdiction over challenges to the constitutionality of SEC administrative proceedings remains unsettled. Although the Seventh Circuit found in favor of the SEC on this issue in August 2015, the controversial issue will soon be considered by both the Eleventh Circuit and the Second Circuit. via […]
By Securities Docket on November 20, 2015, 11:37 am
… By the way, I am pleased to say that I am the third, not first, woman to serve as SEC Chair. That is progress. And the President recently nominated two more women to the five-member Commission. If they are confirmed by the Senate, the SEC would have four female commissioners for the first time […]
Posted in SEC, Top | Tagged Commissioners, Speeches
By Securities Docket on November 20, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for November 19, 2015.