‘Enforcement 40’ for 2020
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By Securities Docket on December 1, 2015, 4:34 pm
Slater & Gordon, a publicly-traded Australian law firm that is a major player in the plaintiffs’ securities class action area, must now contend with the consequences of its own stock price plummeting. via Law Firm Slater & Gordon Now Taking Its Lumps as Public Company | Compliance Week.
By Securities Docket on December 1, 2015, 9:42 am
My goal is to possibly shorten a new Commissioner’s overall learning curve and, at the same time, provide some helpful tips for maneuvering through the role of an SEC Commissioner. To that end, I provide a set of principles, thoughts, and ideas that, while by no means comprehensive, I hope that future Commissioners, and their […]