My goal is to possibly shorten a new Commissioner’s overall learning curve and, at the same time, provide some helpful tips for maneuvering through the role of an SEC Commissioner. To that end, I provide a set of principles, thoughts, and ideas that, while by no means comprehensive, I hope that future Commissioners, and their counsels, may find useful.
What I hope to accomplish is to provide future Commissioners with the benefits of my “on-the-job-training” and provide a high level roadmap—you might call it a set of thoughts from a 60,000-foot perspective—that I would have appreciated receiving on the day I set foot inside the door of this esteemed and proud agency.
‘Enforcement 40’ for 2020
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