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Browse: Home / 2015 / December / 10 / SEC Trial Scorecard Update: Agency Prevails in First FY 2016 Trial | Compliance Week

SEC Trial Scorecard Update: Agency Prevails in First FY 2016 Trial | Compliance Week

By Securities Docket on December 10, 2015, 11:52 am

Last week, the SEC prevailed at trial in SEC v. National Note of Utah and Wayne L. Palmer  — a bench trial alleging a Ponzi scheme. Following this victory, the SEC is now 1-0 in its FY 2016 federal court trials.

via SEC Trial Scorecard Update: Agency Prevails in First FY 2016 Trial | Compliance Week.

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Posted in SEC, Top | Tagged Trials

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