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Browse: Home / 2015 / December / 11 / CFTC Brings First Insider Trading Case | Compliance Week

CFTC Brings First Insider Trading Case | Compliance Week

By Securities Docket on December 11, 2015, 3:43 pm

Until last week, the CFTC had never been brought an insider trading case for commodities trading. Four years after adopting Regulation 180.1, the CFTC brought its first such case last week against a gasoline trader who allegedly was privy to, and traded upon, inside information regarding the intended trading of his employer.

via CFTC Brings First Insider Trading Case | Compliance Week

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Posted in Industry, Top | Tagged CFTC, Insider Trading

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