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Navigating Dodd-Frank’s Whistleblower Provisions and the FCPA | Compliance Week

By Securities Docket on December 17, 2015, 5:38 pm

The SEC recently reported that FY 2015 brought a new high for whistleblower tips regarding FCPA violations, and reiterated that the Dodd-Frank whistleblower incentive provisions have been a “game-changer” for FCPA enforcement. Last week, I hosted an interesting webcast on the subject of “Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions and the FCPA.” via Navigating […]

Posted in SEC, Top | Tagged Whistleblowers

“America’s Most Hated Man” Martin Shkreli Arrested for Securities Fraud | Compliance Week

By Securities Docket on December 17, 2015, 10:40 am

In recent weeks, Martin Shkreli, CEO of Turing Pharmaceuticals AG, has become the the “most hated man in America” for unapologetically raising the price of an important HIV-fighting drug from $13.50 to $750. It was with unbridled glee, then, that the media reported that Shkreli was arrested this morning on securities fraud charges related to […]

Posted in Criminal, SEC, Top | Tagged Financial Fraud