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Browse: Home / 2015 / December / 23 / SEC Settles Insider Case Based on Credit Card Sales Data | Compliance Week

SEC Settles Insider Case Based on Credit Card Sales Data | Compliance Week

By Securities Docket on December 23, 2015, 5:43 pm

The SEC announced a partial settlement today in an unusual insider trading case that it brought earlier this year against Bonan Huang and Nan Huang — two former employees in the fraud department at Capital One Financial Corp. The SEC alleges that the men made over $2.8 million in illegal profits by misappropriating credit card sales data on public companies.

via SEC Settles Insider Case Based on Credit Card Sales Data | Compliance Week

Posted in SEC, Top | Tagged Insider Trading

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