‘Enforcement 40’ for 2020
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By Securities Docket on December 24, 2015, 1:52 pm
The next constitutional challenge to the SEC’s administrative proceedings process may be the most high-profile one to date. Lawyers for Steven A. Cohen confirmed that the SAC Capital founder intends to mount such a challenge if ongoing settlement talks are not successful. via Steven Cohen Preparing Latest Constitutional Challenge to SEC’s APs | Compliance Week