‘Enforcement 40’ for 2020
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By Securities Docket on January 1, 2016, 6:19 pm
As it similarly did at the end of 2014, the SEC announced “Top 10” lists this week for the most popular search terms and news releases on the SEC website (SEC.gov) in 2015. via SEC.gov’s Top 10 News Stories, Search Terms in 2015 | Compliance Week.
By Securities Docket on January 1, 2016, 4:13 pm
A federal judge on Wednesday rejected hedge fund manager Doug Whitman’s request to end his two-year sentence for insider trading early while he pursues his latest appeal of his 2012 conviction. via U.S. hedge fund founder is denied early release in insider case | Reuters