‘Enforcement 40’ for 2020
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By Securities Docket on January 4, 2016, 5:08 pm
Please join Bill McLucas, Doug Davison, Marty Wilczynski and Jason Flemmons for this free webcast.
Posted in Industry, SEC, Top | Tagged Webcasts, Year in Review
By Securities Docket on January 4, 2016, 12:01 pm
As the new year begins SEC Enforcement appears to be at a cross-roads. Commissioners have, or will, depart; there are, or will be, new appointees. The reconstituted agency will have to determine if its current numbers-monetary-sanctions-publicity driven approach is actually effective at bringing a new ethics to the market place as its statutory mandate requires. […]
Posted in SEC, Top | Tagged Year in Review
By Securities Docket on January 4, 2016, 11:13 am
Of the four BRIC nations, all but one have enacted major anti-corruption reforms in the last several years. When will India step up? And might Wal-Mart help? via Will Wal-Mart change India? – The FCPA Blog
Posted in Global, Top | Tagged Anti-corruption, India