‘Enforcement 40’ for 2020
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By Securities Docket on January 8, 2016, 6:18 pm
The SEC announced today that it has settled its high-profile lawsuit against hedge fund manager Steven A. Cohen, founder of SAC Capital. Under the Order resolving the case, Cohen will be prohibited from supervising funds that manage outside money until 2018. via SEC Settles for Two-Year Bar in Steve Cohen ‘Failure to Supervise’ Case | […]
Posted in SEC, Top | Tagged Insider Trading, SAC
By Securities Docket on January 8, 2016, 10:40 am
We are all used to seeing securities class action lawsuit alleging that the defendants made misrepresentations or omissions in SEC filings, press releases, or in public statements. But how about in a corporate blog post? In a very interesting December 23, 2015 opinion in the Rocket Fuel securities class action lawsuit in which she mostly […]
Posted in Class Actions, Top | Tagged Blog posts
By Securities Docket on January 8, 2016, 10:11 am
A “foreign official.” Without one, there can be no FCPA anti-bribery violation (civil or criminal). Who were the alleged “foreign officials” of 2015? This post highlights the alleged “foreign officials” from 2015 corporate DOJ and SEC FCPA enforcement actions. via The “Foreign Officials” Of 2015 « FCPA Professor
Posted in Criminal, SEC, Top | Tagged FCPA, Foreign officials
By Securities Docket on January 8, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for January 7, 2016.