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Browse: Home / 2016 / January / 08 / SEC Settles for Two-Year Bar in Steve Cohen ‘Failure to Supervise’ Case | Compliance Week

SEC Settles for Two-Year Bar in Steve Cohen ‘Failure to Supervise’ Case | Compliance Week

By Securities Docket on January 8, 2016, 6:18 pm

The SEC announced today that it has settled its high-profile lawsuit against hedge fund manager Steven A. Cohen, founder of SAC Capital. Under the Order resolving the case, Cohen will be prohibited from supervising funds that manage outside money until 2018.

via SEC Settles for Two-Year Bar in Steve Cohen ‘Failure to Supervise’ Case | Compliance Week

Posted in SEC, Top | Tagged Insider Trading, SAC

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