Daily Archives: January 12, 2016, 5:25 pm

New Report Shows SEC Bringing More, Larger APs Against Public Companies | Compliance Week

A new report offers some interesting angles on the SEC’s enforcement actions against public companies since 2010. Among other things, the report shows that since FY 2010, SEC enforcement has undergone a “dramatic shift” in its choice of venue for bringing cases against public company defendants, with a significant move toward administrative proceedings. via New Report Shows SEC Bringing More,…

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