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Browse: Home / 2016 / January / 12 / New Report Shows SEC Bringing More, Larger APs Against Public Companies | Compliance Week

New Report Shows SEC Bringing More, Larger APs Against Public Companies | Compliance Week

By Securities Docket on January 12, 2016, 11:35 am

A new report offers some interesting angles on the SEC’s enforcement actions against public companies since 2010. Among other things, the report shows that since FY 2010, SEC enforcement has undergone a “dramatic shift” in its choice of venue for bringing cases against public company defendants, with a significant move toward administrative proceedings.

via New Report Shows SEC Bringing More, Larger APs Against Public Companies | Compliance Week

Posted in SEC, Top | Tagged APs, Reports

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