- Chief compliance officers prepare for closer SEC scrutiny – Pensions & Investments https://t.co/TmwajHpdLj ->
- Ex-Capital One data analyst goes on trial for insider trading | Reuters https://t.co/FLbbbnmG6n ->
- Tabernula big insider trading case starts – Business Insider https://t.co/fCbSn3qcej ->
- Ratings Agencies Still Coming Up Short, Years After Crisis – The New York Times https://t.co/lZrpancxSC ->
- Former Qwest CEO Nacchio Awarded $14M in Court Victory | Fox Business https://t.co/hQk41jxTko ->
- The Year 2016 in Compliance – Compliance Report https://t.co/U7K8FYywh0 ->
- The SEC’s Cohen Settlement – SEC ACTIONS https://t.co/jOqnsIOKMx ->
- Ex-Deutsche Bank Trader Bittar Granted 1 Million Pound Bail – Bloomberg Business https://t.co/YnemMEi8xE ->
- The DOJ’s FCPA unit hires more attorneys — Inside Counsel https://t.co/JNVI0lX8Bt ->
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