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Browse: Home / 2016 / January / 12 / Securities Docket News Wire for January 11, 2016

Securities Docket News Wire for January 11, 2016

By Securities Docket on January 12, 2016, 8:55 am

  • Chief compliance officers prepare for closer SEC scrutiny – Pensions & Investments https://t.co/TmwajHpdLj ->
  • Ex-Capital One data analyst goes on trial for insider trading | Reuters https://t.co/FLbbbnmG6n ->
  • Tabernula big insider trading case starts – Business Insider https://t.co/fCbSn3qcej ->
  • Ratings Agencies Still Coming Up Short, Years After Crisis – The New York Times https://t.co/lZrpancxSC ->
  • Former Qwest CEO Nacchio Awarded $14M in Court Victory | Fox Business https://t.co/hQk41jxTko ->
  • The Year 2016 in Compliance – Compliance Report https://t.co/U7K8FYywh0 ->
  • The SEC’s Cohen Settlement – SEC ACTIONS https://t.co/jOqnsIOKMx ->
  • Ex-Deutsche Bank Trader Bittar Granted 1 Million Pound Bail – Bloomberg Business https://t.co/YnemMEi8xE ->
  • The DOJ’s FCPA unit hires more attorneys — Inside Counsel https://t.co/JNVI0lX8Bt ->

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