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Browse: Home / 2016 / January / 14 / 2016 SEC Trial Scorecard Update: Agency Remains Undefeated After Two Trials | Compliance Week

2016 SEC Trial Scorecard Update: Agency Remains Undefeated After Two Trials | Compliance Week

By Securities Docket on January 14, 2016, 6:24 pm

In the SEC’s second federal court trial to reach a verdict in FY 2016, a federal jury in Pennsylvania found in favor of the SEC. The jury found Nan Huang, a former data analyst at Capital One, liable for engaging in a creative insider trading scheme that involved searching a company data base to learn about credit card sales activity.

via 2016 SEC Trial Scorecard Update: Agency Remains Undefeated After Two Trials | Compliance Week

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Posted in SEC, Top | Tagged Trials

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