‘Enforcement 40’ for 2020
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By Securities Docket on January 15, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for January 14, 2016.
By Securities Docket on January 15, 2016, 8:53 am
The SEC is an exceptional federal government agency—staffed with a dedicated corps of highly-credentialed professionals, inspired by a noble sense of mission, and rich with an 80+ year history of investor advocacy. But sometimes the SEC gets carried away and needs a quick reality check. This is the case with the SEC’s recent use of […]