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Join the Securities Litigation and Enforcement Group on LinkedInSEC nears end of case against ‘no show’ financial adviser — Reuters
Nonetheless, the plan to let SEC end its case without a word in Bennett’s defense has drawn barbs from lawyers who say it can compound an already bad problem by leading to a judgment against her. “This is the biggest mistake that you can make,” said Columbia Law School professor John Coffee. Bennett, however, could […]
Securities Docket News Wire for February 2, 2016
Get caught up with the Securities Docket News Wire for February 2, 2016.