‘Enforcement 40’ for 2020
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By Securities Docket on February 5, 2016, 3:14 pm
The SEC might be feeling like a little like Oprah lately, handing out refunds the way Oprah hands out cars. “You get a refund! You get a refund! YOU get a refund!” via ‘You Get a Refund! You Get a Refund! You Get a Refund…!’ | Compliance Week
By Securities Docket on February 5, 2016, 10:42 am
In an order on Thursday, the 2nd U.S. Circuit Court of Appeals in New York said it will review Gupta`s conviction for having passed tips to hedge fund manager Raj Rajaratnam about Goldman`s financial results and a crucial $5 billion investment from Warren Buffett`s Berkshire Hathaway Inc. via Will US federal appeals court overturn Rajat […]