‘Enforcement 40’ for 2020
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By Securities Docket on February 11, 2016, 10:04 am
The U.S. is intensifying the hunt for bribes paid overseas and is warning corporations to cooperate — or else. Using funds from the billions of dollars seized from criminals, the government is committing more agents, attorneys and accountants to the mission. With 40 new lawyers and FBI agents dedicated to foreign-bribery probes, investigators have begun […]
By Securities Docket on February 11, 2016, 9:59 am
The SEC filed another settled insider trading case. In the Matter of Abdallah Fadel, Adm. Proc. File No. 3-17111 (February 10, 2016). While the case is straight forward, what may be of interest is the fact that it is the sixth insider trading action filed in that forum since the holidays in December 2015. It […]
Posted in SEC, Top | Tagged APs, Insider Trading
By Securities Docket on February 11, 2016, 9:54 am
Cohen’s Point72 Asset Management is actively looking for a new so-called independent monitor to watch his market activities following a settlement with U.S. regulators that stems from a wide-ranging insider trading investigation, people with direct knowledge of the matter say. via You Can Earn Big Bucks Watching Hedge Funder Steve Cohen | Fox Business
By Securities Docket on February 11, 2016, 8:55 am
Get caught up with the Securities Docket News Wire for February 10, 2016.